Compliance Officer
Full-time
Bagatela 15/lok. 84, Warszawa
from 10 000 PLN/monthly
What will you be contributing to if you join Finax?
At Finax, we believe that financial confidence looks good on everyone.
We increase people’s financial literacy through education and change the way they perceive finance thanks to our fair, transparent, and innovative products.
Why do we believe you might enjoy working in this position?
As a Compliance Specialist, you will have a unique opportunity, among other things, to influence the development of these products to ensure they operate in compliance with regulations and really help people on their journey toward a better financial future.
Your key activities would include:
Monitoring legislative and regulatory changes and helping assess their impact on the company’s activities;
Preparing analyses related to the legislative changes and company's activities and providing support and cosultancy to the team;
Preparing contracts with commercial partners, employment contracts, contract with auditors;
Reviewing and preparing internal regulations;
Carrying out regular controls, monitoring and risk analysis (processes, marketing communication, communication with clients, tied agents, record keeping etc);
Controling handling of complaints and monitoring complaints received and handled;
Providing compliance and AML trainings;
Submission of statistical reports and statements and information to the competent authorities, including NBP, the MoF, and the GIIF;
Represent the company in matters and in proceedings before the Financial Supervisory Authority (KNF) and official regulatory authorities;
Submitting reports on the performance of the activities to the company's compliance officer and the management.
Working at Finax comes with these benefits:
Multisport card
Discounts on Finax products
Contribution to the European Pension (PEPP)
Educational and development activities
Company-wide and team teambuildings
Wellness days
Healthcare package
Contribution to your Finax investment account on milestone birthdays
We believe our cooperation will be successful if:
You have university degree in law, finance, economics or a related field
You are fluent in English both written and spoken (B2 level minimum)
You have analytical and logical thinking
You have responsible approach to problem solving, proactive attitude and problem-solving mindset
You are autonomous, precise, responsible, and a true team player
You are a good communicator
What happens after you send us your CV?
We will get back to you within 7 working days from your application, either by phone or email.
Company Description
We are a licensed securities broker regulated by the National Bank of Slovakia. We bring fairness into the world of finance and create a better future for a financially secure, stress-free life.
Finax’s mission is to guide people on their financial journey through fair, simple, and innovative solutions. Through our financial education programs, we aim to improve financial literacy and inspire individuals on how to invest smartly, increase returns on savings, plan their finances, and avoid paying taxes where they are not required.
We were the first to introduce a robo-advisor platform (automated online financial advisory) not only in Slovakia and Poland but also in other Central European markets, making investing more accessible to everyone.
We are the first financial institution in the EU to receive a license to offer the Pan-European Personal Pension Product (PEPP). We currently manage more than €1,5 billion in assets for over 100,000 clients across five countries, and we are planning expansion into additional markets.